Description
This short courses (non credit based) is offered by the International Compliance Association.
Created by experts, this course uses case studies based on real situations and prosecutions to enable you to:
- understand the importance of the Code and grasp the regulatory and reputational risk of non-compliance
- learn about the principles of the Code, how to execute it, your personal accountability and what is good practice in governance
- appreciate the practical issues with confirmations and settlements
- be able to demonstrate to the regulator that you take your market participation seriously
- recognise the commercial advantage compliance to the Code will afford you and your organisation