Protecting Customers’ Monies and Assets

Description

This short course addresses the basic practical requirements and principles of managing customers’ monies and assets (including the Financial Conduct Authority and Client Asset Sourcebook rules). There is a continued and intense regulatory scrutiny on the protection of customer assets, impacting almost all financial services businesses. Following recent high-profile fraud cases highlighting the importance of safeguarding monies and assets, this is a core area of conduct risk to be aware of. This course is delivered through a fully self-led, digital learning environment and should be a must-have experience for anyone looking for an introduction to the key principles in managing customer monies and assets effectively.